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UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 10-Q

 

x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
   
  For the quarterly period ended March 31, 2026

 

¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
   
  For the transition period from ________ to ________.

 

Commission file number 1-12711

 

HYPERSCALE DATA, INC.

(Exact name of registrant as specified in its charter)

 

Delaware 94-1721931
   
(State or other jurisdiction of incorporation or organization)  (I.R.S. Employer Identification Number)

 

 

11411 Southern Highlands Parkway, Suite 190

Las Vegas, NV 89141

(Address of principal executive offices) (Zip code)

 

(949) 444-5464

(Registrant’s telephone number, including area code)

 

Securities registered pursuant to Section 12(b) of the Act:    
         
Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Class A Common Stock, $0.001 par value   GPUS   NYSE American
13.00% Series D Cumulative Redeemable Perpetual Preferred Stock, par value $0.001 per share   GPUS PD   NYSE American

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding year (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes  x    No  ¨

 

Indicate by check mark whether the registrant has submitted electronically every Interactive Date File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).  Yes  x    No  ¨

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer  ¨ Accelerated filer  ¨
Non-accelerated filer  x Smaller reporting company  x
Emerging growth company  ¨  

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).  Yes  ¨    No  x

 

At May 15, 2026, the registrant had outstanding 461,457,281 shares of Class A common stock and 23,959,244 shares of Class B common stock.

 

 
  
 

 

HYPERSCALE DATA, INC.

TABLE OF CONTENTS

 

      Page
PART I – FINANCIAL INFORMATION  
       
Item 1.   Financial Statements (Unaudited)  
       
    Condensed Consolidated Balance Sheets as of March 31, 2026 and December 31, 2025 F-1
       
    Condensed Consolidated Statements of Operations and Comprehensive Loss for the Three Months Ended March 31, 2026 and 2025 F-3
       
    Condensed Consolidated Statements of Changes in Stockholders’ Equity for the Three Months Ended March 31, 2026 and 2025 F-4
       
    Condensed Consolidated Statements of Cash Flows for the Three Months Ended March 31, 2026 and 2025 F-6
       
    Notes to Condensed Consolidated Financial Statements F-8
       
Item 2.   Management’s Discussion and Analysis of Financial Condition and Results of Operations 1
       
Item 3.    Quantitative and Qualitative Disclosures about Market Risk 8
       
Item 4.   Controls and Procedures 8
       
PART II – OTHER INFORMATION  
       
Item 1.   Legal Proceedings 11
Item 1A.   Risk Factors 11
Item 2.   Unregistered Sales of Equity Securities and Use of Proceeds 11
Item 3.   Defaults Upon Senior Securities 11
Item 4.   Mine Safety Disclosures 11
Item 5.   Other Information 11
Item 6.   Exhibits 12

 

Forward-Looking Statements

 

This Quarterly Report on Form 10-Q contains forward-looking statements that involve a number of risks and uncertainties. Words such as “anticipates,” “expects,” “intends,” “goals,” “plans,” “believes,” “seeks,” “estimates,” “continues,” “may,” “will,” “would,” “should,” “could,” and variations of such words and similar expressions are intended to identify such forward-looking statements. In addition, any statements that refer to projections of our future financial performance, our anticipated growth and trends in our businesses, uncertain events or assumptions, and other characterizations of future events or circumstances are forward-looking statements. Such statements are based on management’s expectations as of the date of this filing and involve many risks and uncertainties that could cause our actual results to differ materially from those expressed or implied in our forward-looking statements. Such risks and uncertainties include those described throughout this Quarterly Report on Form 10-Q and our Annual Report on Form 10-K for the year ended December 31, 2025, particularly the “Risk Factors” sections of such reports. Given these risks and uncertainties, readers are cautioned not to place undue reliance on such forward-looking statements. The forward-looking statements in this Quarterly Report on Form 10-Q do not reflect the potential impact of any divestitures, mergers, acquisitions, or other business combinations that had not been completed as of the date of filing of this Quarterly Report on Form 10-Q. In addition, the forward-looking statements in this Quarterly Report on Form 10-Q are made as of the date of this filing, and we do not undertake, and expressly disclaim any duty, to update such statements, whether as a result of new information, new developments or otherwise, except to the extent that disclosure may be required by law.

 

  
 

 

PART I – FINANCIAL INFORMATION

 

Item 1. Financial Statements.

 

HYPERSCALE DATA, INC. AND SUBSIDIARIES

CONDENSED CONSOLIDATED BALANCE SHEETS

(Unaudited)

           
   March 31,   December 31, 
   2026   2025 
ASSETS          
CURRENT ASSETS          
Cash and cash equivalents  $10,548,000   $13,076,000 
Restricted cash   25,749,000    36,150,000 
Accounts receivable, net   17,034,000    14,548,000 
Inventories   5,158,000    4,812,000 
Loans receivable, current   2,282,000    187,000 
Crypto assets   26,251,000    46,197,000 
Prepaid expenses and other current assets   16,277,000    14,732,000 
TOTAL CURRENT ASSETS   103,299,000    129,702,000 
Crypto assets, restricted   

16,666,000

    - 
Intangible assets, net   13,417,000    13,673,000 
Goodwill   10,108,000    10,326,000 
Property and equipment, net   147,050,000    141,988,000 
Right-of-use assets   7,677,000    6,651,000 
Investments in common stock and equity securities, related party   9,000    15,000 
Investments in other equity securities   14,275,000    4,108,000 
Other assets   7,059,000    7,244,000 
TOTAL ASSETS  $319,560,000   $313,707,000 
           
LIABILITIES AND STOCKHOLDERS’ EQUITY          
           
CURRENT LIABILITIES          
Accounts payable and accrued expenses  $60,602,000   $39,207,000 
Operating lease liability, current   1,974,000    1,776,000 
Notes payable, current   88,772,000    82,055,000 
Notes payable, related party, current   901,000    1,686,000 
Convertible notes payable   4,899,000    6,750,000 
Guarantee liability   38,900,000    38,900,000 
TOTAL CURRENT LIABILITIES   196,048,000    170,374,000 
           
LONG-TERM LIABILITIES          
Operating lease liability, non-current   6,081,000    5,198,000 
Notes payable, non-current   2,366,000    1,066,000 
Convertible notes payable, non-current   8,471,000    7,843,000 
Other long-term liabilities   3,687,000    3,369,000 
TOTAL LIABILITIES   216,653,000    187,850,000 

 

The accompanying notes are an integral part of these unaudited condensed consolidated financial statements.

 

 F-1 
 

 

HYPERSCALE DATA, INC. AND SUBSIDIARIES

CONDENSED CONSOLIDATED BALANCE SHEETS (continued)

(Unaudited)

 

   March 31,   December 31, 
   2026   2025 
         
COMMITMENTS AND CONTINGENCIES          
           
STOCKHOLDERS’ EQUITY          
Preferred stock, $0.001 par value - 25,000,000 shares authorized; 2,301,686 and 2,299,188 shares issued and outstanding at March 31, 2026 and December 31, 2025, respectively (liquidation preference of $90,088,000 as of March 31, 2026)   2,000    2,000 
Class A Common Stock, $0.001 par value – 500,000,000 shares authorized; 370,193,806 and 323,405,790 shares issued and outstanding at March 31, 2026 and December 31, 2025, respectively   370,000    323,000 
Class B Common Stock, $0.001 par value – 25,000,000 shares authorized; 24,153,493 and 24,386,850 shares issued and outstanding at March 31, 2026 and December 31, 2025, respectively   24,000    24,000 
Additional paid-in capital   863,607,000    853,156,000 
Accumulated deficit   (767,016,000)   (734,560,000)
Accumulated other comprehensive income   6,000    812,000 
TOTAL HYPERSCALE DATA STOCKHOLDERS’ EQUITY   96,993,000    119,757,000 
           
Non-controlling interest   5,914,000    6,100,000 
           
TOTAL STOCKHOLDERS’ EQUITY   102,907,000    125,857,000 
           
TOTAL LIABILITIES AND STOCKHOLDERS’ EQUITY  $319,560,000   $313,707,000 

 

The accompanying notes are an integral part of these unaudited condensed consolidated financial statements.

 

 F-2 
 

 

HYPERSCALE DATA, INC. AND SUBSIDIARIES

CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS AND COMPREHENSIVE LOSS

(Unaudited)

           
   March 31, 
   2026   2025 
Revenue, crane operations  $11,001,000   $13,769,000 
Revenue, defense solutions   10,182,000    - 
Revenue, crypto assets mining   5,077,000    5,198,000 
Revenue, hotel and real estate operations   3,856,000    3,665,000 
Revenue, lending and trading activities   11,521,000    (28,000)
Revenue, other   2,442,000    2,417,000 
Total revenue   44,079,000    25,021,000 
Cost of revenue, crane operations   7,180,000    8,247,000 
Cost of revenue, defense solutions   7,036,000    - 
Cost of revenue, crypto assets mining   7,610,000    7,031,000 
Cost of revenue, hotel and real estate operations   2,990,000    2,844,000 
Cost of revenue, lending and trading activities   1,944,000    - 
Cost of revenue, other   2,250,000    1,616,000 
Total cost of revenue   29,010,000    19,738,000 
Gross profit   15,069,000    5,283,000 
Operating expenses          
General and administrative   18,526,000    9,195,000 
Selling and marketing   5,612,000    2,334,000 
Research and development   4,800,000    129,000 
Change in fair value of crypto assets   7,405,000    9,000 
Total operating expenses   36,343,000    11,667,000 
Loss from operations   (21,274,000)   (6,384,000)
Other (expense) income:          
Interest and other income   769,000    240,000 
Interest expense   (6,546,000)   (3,839,000)
Change in fair value of crypto assets, restricted   

(4,682,000

)   - 
Gain (loss) on extinguishment of debt   489,000    (4,569,000)
Change in fair value of embedded derivative liabilities   1,324,000    - 
Gain on deconsolidation of subsidiary   -    10,049,000 
Loss on the sale of fixed assets   -    (161,000)
Total other (expense) income, net   (8,646,000)   1,720,000 
Loss before income taxes   (29,920,000)   (4,664,000)
Income tax provision   216,000    59,000 
Net loss   (30,136,000)   (4,723,000)
Net income attributable to non-controlling interest   186,000    518,000 
Net loss attributable to Hyperscale Data   (29,950,000)   (4,205,000)
Preferred dividends   (2,506,000)   (1,966,000)
Net loss attributable to common stockholders  $(32,456,000)  $(6,171,000)
           
Basic and diluted net loss per common share  $(0.09)  $(0.98)
           
Weighted average basic and diluted common shares outstanding   380,730,000    6,284,000 
           
Comprehensive (loss) income          
Net loss attributable to common stockholders  $(32,456,000)  $(6,171,000)
Foreign currency translation adjustment   (806,000)   6,000 
Other comprehensive (loss) income   (806,000)   6,000 
Total comprehensive loss  $(33,262,000)  $(6,165,000)

 

The accompanying notes are an integral part of these unaudited condensed consolidated financial statements.

 

 F-3 
 

 

HYPERSCALE DATA, INC. AND SUBSIDIARIES

CONDENSED CONSOLIDATED STATEMENTS OF CHANGES IN STOCKHOLDERS’ EQUITY

(Unaudited)

Three Months Ended March 31, 2026

                                                                                        
  Preferred Stock                Accumulated             
  Series A Series B Series C Series D Series E Series F Series G Series H Class A Class B Additional     Other  Non-        Total 
    Par   Par   Par   Par   Par   Par   Par   Par Common Stock Common Stock Paid-In  Accumulated  Comprehensive  Controlling        Stockholders’ 
  Shares Amount Shares Amount Shares Amount Shares Amount Shares Amount Shares Amount Shares Amount Shares Amount Shares Amount Shares  Amount Capital  Deficit  Loss  Interest        Equity 
BALANCES, January 1, 2026  7,040 $-  3,000 $-  50,000 $-  585,613 $-  649,998 $1,000  998,577 $1,000  960 $-  4,000 $-  323,405,790 $323,000  24,386,850  $24,000 $853,156,000  $(734,560,000) $812,000  $6,100,000    -   $125,857,000 
Issuance of Series D
preferred stock for cash
 -  -  -  -  -  -  2,498  -  -  -  -  -  -  -  -  -  -  -  -   -  53,000   -   -   -         53,000 
Class B common stock converted into Class A common stock  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  233,357  -  (233,357)  -  -   -   -   -         - 
Stock-based compensation  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -   -  66,000   -   -   -         66,000 
Issuance of Class A common stock for cash  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  46,554,659  47,000  -   -  10,598,000   -   -   -         10,645,000 
Financing cost in connection with sales of Class A common stock  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -   -  (266,000)  -   -   -         (266,000)
Net loss attributable to Hyperscale Data  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -   -  -   (29,950,000)  -   -         (29,950,000)
Series A preferred dividends ($0.62 per share)  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -   -  -   (4,000)  -   -         (4,000)
Series B preferred dividends ($84.42 per share)  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -   -  -   (253,000)  -   -         (253,000)
Series C preferred dividends ($24.00 per share)  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -   -  -   (1,198,000)  -   -         (1,198,000)
Series D preferred dividends ($0.81 per share)  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -   -  -   (504,000)  -   -         (504,000)
Series E preferred dividends ($0.62 per share)  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -   -  -   (406,000)  -   -         (406,000)
Series G preferred dividends ($47.48 per share)  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -   -  -   (46,000)  -   -         (46,000)
Series H preferred dividends ($23.75 per share)  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -   -  -   (95,000)  -   -         (95,000)
Foreign currency translation adjustments  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -   -  -   -   (806,000)  -         (806,000)
Net income attributable to non-controlling interest  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -  -   -  -   -   -   (186,000)   -    (186,000)
BALANCES, March 31, 2026  7,040 $-  3,000.00 $-  50,000 $-  588,111 $-  649,998 $1,000  998,577 $1,000  960 $-  4,000 $-  370,193,806 $370,000  24,153,493  $24,000 $863,607,000  $(767,016,000) $6,000  $5,914,000    -   $102,907,000 

 

The accompanying notes are an integral part of these unaudited condensed consolidated financial statements.

 

 F-4 
 

 

HYPERSCALE DATA, INC. AND SUBSIDIARIES

CONDENSED CONSOLIDATED STATEMENTS OF CHANGES IN STOCKHOLDERS’ EQUITY

(Unaudited)

Three Months Ended March 31, 2025

                                                                          
  Preferred Stock           Accumulated          
  Series A Series C Series D Series E Series F Series G  Class A Class B Additional    Other  Non-     Total 
    Par   Par   Par   Par   Par   Par  Common Stock Common Stock Paid-In Accumulated  Comprehensive  Controlling  Treasury  Stockholders’ 
  Shares Amount Shares Amount Shares Amount Shares Amount Shares Amount Shares Amount  Shares Amount Shares  Amount Capital Deficit  Loss  Interest  Stock  Equity 
BALANCES, January 1, 2025  7,040 $-  50,000 $-  323,835 $-  649,998 $1,000  998,577 $1,000  - $-   1,259,893 $1,000  4,998,597  $5,000 $668,817,000 $(628,950,000) $(668,000) $(6,546,000) $(30,571,000) $2,090,000 
Issuance of Series G
preferred stock, related party
 -  -  -  -  -  -  -  -  -  -  860  -   -  -  -   -  544,000  -   -   -   -   544,000 
Fair value of warrants issued in connection with Series G preferred stock, related party  -  -  -  -  -  -  -  -  -  -  -  -   -  -  -   -  316,000  -   -   -   -   316,000 
Issuance of Series D
preferred stock for cash
 -  -  -  -  129,957  -  -  -  -  -  -  -   -  -  -   -  1,922,000  -   -   -   -   1,922,000 
Class B common stock dividend  -  -  -  -  -  -  -  -  -  -  -  -   2,873  -  (2,873)  -  -  -   -   -   -   - 
Stock-based compensation                                                    66,000  -   -   -   -   66,000 
Issuance of Class A common stock for conversion of debt  -  -  -  -  -  -  -  -  -  -  -  -   167,229  -  -   -  417,000  -   -   -   -   417,000 
Net loss attributable to Hyperscale Data  -  -  -  -  -  -  -  -  -  -  -  -   -  -  -   -  -  (4,205,000)  -   -   -   (4,205,000)
Series A preferred dividends ($0.62 per share)  -  -  -  -  -  -  -  -  -  -  -  -   -  -  -   -  -  (4,000)  -   -   -   (4,000)
Series C preferred dividends ($23.57 per share)  -  -  -  -  -  -  -  -  -  -  -  -   -  -  -   -  -  (1,179,000)  -   -   -   (1,179,000)
Series D preferred dividends ($1.06 per share)  -  -  -  -  -  -  -  -  -  -  -  -   -  -  -   -  -  (413,000)  -   -   -   (413,000)
Series E preferred dividends ($0.57 per share)  -  -  -  -  -  -  -  -  -  -  -  -   -  -  -   -  -  (370,000)  -   -   -   (370,000)
Retirement of treasury stock  -  -  -  -  -  -  -  -  -  -  -  -   -  -  -   -  -  (30,571,000)  -   -   30,571,000   - 
Foreign currency translation adjustments  -  -  -  -  -  -  -  -  -  -  -  -   -  -  -   -  -  -   6,000   -   -   6,000 
Net loss attributable to non-controlling interest  -  -  -  -  -  -  -  -  -  -  -  -   -  -  -   -  -  -   -   (518,000)  -   (518,000)
Deconsolidation of subsidiary  -  -  -  -  -  -  -  -  -  -  -  -   -  -  -   -  -  -   574,000   7,544,000   -   8,118,000 
BALANCES, March 31, 2025  7,040 $-  50,000 $-  453,792 $-  649,998 $1,000  998,577 $1,000  860 $-   1,429,995 $1,000  4,995,724  $5,000 $672,082,000 $(665,692,000) $(88,000) $480,000  $-  $6,790,000 

 

The accompanying notes are an integral part of these unaudited condensed consolidated financial statements.

 

 F-5 
 

 

HYPERSCALE DATA, INC. AND SUBSIDIARIES

CONDENSED CONSOLIDATED STATEMENTS OF CASH FLOWS

(Unaudited)

           
   For the Three Months Ended March 31, 
   2026   2025 
Cash flows from operating activities:          
Net loss  $(30,136,000)  $(4,723,000)
Adjustments to reconcile net loss to net cash used in operating activities:          
Depreciation and amortization   6,375,000    5,201,000 
Amortization of debt discount   1,595,000    1,105,000 
Amortization of right-of-use assets   408,000    374,000 
Stock-based compensation   67,000    67,000 
Loss on the sale of fixed assets   -    161,000 
Revenue, crypto assets mining   (5,077,000)   (5,198,000)
Proceeds from the sale of crypto assets   -    5,227,000 
Change in fair value of crypto assets and crypto assets, restricted   12,087,000    9,000 
Realized gains on non-marketable equity securities   (1,422,000)   - 
Change in fair value of embedded derivatives   (1,324,000)   - 
(Gain) loss on extinguishment of debt   (489,000)   4,569,000 
Gain on deconsolidation of subsidiary   -    (10,049,000)
Other operating activities   355,000    (521,000)
Changes in operating assets and liabilities:          
Marketable equity securities   1,383,000    (5,000)
Accounts receivable   (2,486,000)   (3,021,000)
Inventories   (346,000)   359,000 
Prepaid expenses and other current assets   (2,797,000)   665,000 
Other assets   504,000    (31,000)
Accounts payable and accrued expenses   21,621,000    2,204,000 
Lease liabilities   (511,000)   (352,000)
Net cash used in operating activities   (193,000)   (3,959,000)
Cash flows from investing activities:          
Purchase of property and equipment   (10,566,000)   (2,880,000)
Purchase of crypto assets   (3,760,000)   - 
Investments in loans receivable   (2,871,000)   - 
Collections on loans receivable   1,100,000    - 
Investments in non-marketable equity securities   (7,749,000)   - 
Proceeds from the sale of property and equipment   1,008,000    158,000 
Investment in notes receivable, related party   -    (380,000)
Collections on notes receivable, related party   -    1,945,000 
Other investing activities   2,000    (14,000)
Net cash used in investing activities   (22,836,000)   (1,171,000)

 

 F-6 
 

 

HYPERSCALE DATA, INC. AND SUBSIDIARIES

CONDENSED CONSOLIDATED STATEMENTS OF CASH FLOWS (continued)

(Unaudited)

 

   For the Three Months Ended March 31, 
   2026   2025 
Cash flows from financing activities:          
Gross proceeds from sales of Class A common stock  $10,645,000   $- 
Offering costs related to issuance of Class A common stock   (266,000)   - 
Proceeds from sales of Series D preferred stock   53,000    1,922,000 
Proceeds from sales of Series G preferred stock and warrants, related party   -    860,000 
Proceeds from notes payable   18,281,000    17,906,000 
Payments on notes payable   (14,270,000)   (13,794,000)
Repayments of related party notes payable   (1,685,000)   - 
Proceeds from related party notes payable   900,000    36,000 
Payments of preferred dividends   (2,506,000)   (1,966,000)
Proceeds from issuance of convertible notes   800,000    - 
Payments on convertible notes   (1,350,000)   (250,000)
Net cash provided by financing activities   10,602,000    4,714,000 
           
Effect of exchange rate changes on cash and cash equivalents   (502,000)   6,000 
           
Net decrease in cash and cash equivalents and restricted cash   (12,929,000)   (410,000)
Cash, cash equivalents and restricted cash at beginning of period   49,226,000    25,022,000 
Cash, cash equivalents and restricted cash at end of period  $36,297,000   $24,612,000 
           
Supplemental disclosures of cash flow information:          
Cash paid for interest  $3,446,000   $2,699,000 
           
Non-cash investing and financing activities:          
Settlement of accounts payable with crypto assets  $29,000   $8,000 
Conversion of convertible notes payable into shares of Class A common stock  $-   $417,000 
Conversion of debt and equity securities to marketable securities  $2,774,000   $- 
Exchange of related party advances for investment in other equity securities, related party  $1,800,000   $- 
Recognition of new operating lease right-of-use assets and lease liabilities  $1,593,000   $935,000 
Notes payable exchanged for convertible notes payable  $-   $9,103,000 
Property and equipment acquired through note payable financing  $

1,500,000

   $- 

 

 F-7 
 

 

1. DESCRIPTION OF BUSINESS

 

Hyperscale Data, Inc. (“Hyperscale Data” or the “Company”) is a Delaware corporation whose principal operations consist of owning and operating data center infrastructure supporting digital asset mining operations. While the Company has completed initial deployments supporting high-density computing workloads for third-party customers, its current operations are primarily focused on Bitcoin mining and the accumulation of digital assets, primarily through its wholly owned subsidiary, Sentinum, Inc. (“Sentinum”), which operates facilities providing power and related infrastructure.

 

Through another of its wholly owned subsidiaries, Ault Capital Group, Inc. (“Ault Capital”), the Company holds a portfolio of diversified businesses and strategic investments spanning commercial lending and trading, hotel operations, crane rental, software platforms and commercial electronics. The Company anticipates completing the planned divestiture of Ault Capital in 2027, at which time it expects to operate as a more focused data center infrastructure-oriented business.

 

The Company has the following reportable segments:

 

·Sentinum – crypto asset mining operations, colocation and hosting services for emerging artificial intelligence (“AI”) ecosystems and other industries, and the Company’s digital asset treasury activities;

 

·Energy and Infrastructure (“Energy”) – crane operations;

 

·Gresham Worldwide, Inc. (“Gresham”) – defense solutions;

 

·Ault Global Real Estate Equities, Inc. (“AGREE”) – hotel operations and other commercial real estate holdings:

 

·TurnOnGreen, Inc. (“TurnOnGreen”) – commercial electronics;

 

·Technology and Finance (“Fintech”) – commercial lending, activist investing, and stock trading; and

 

·askROI, Inc. and RiskOn International, Inc. (“ROI”) – AI software platform.

 

2. BASIS OF PRESENTATION AND SIGNIFICANT ACCOUNTING POLICIES

 

The accompanying unaudited condensed consolidated financial statements have been prepared in accordance with the instructions to Form 10-Q and Regulation S-X and do not include all the information and disclosures required by generally accepted accounting principles in the United States of America (“GAAP”). The Company has made estimates and judgments affecting the amounts reported in the Company’s condensed consolidated financial statements and the accompanying notes. The actual results experienced by the Company may differ materially from the Company’s estimates. The condensed consolidated financial information is unaudited but reflects all normal adjustments that are, in the opinion of management, necessary to provide a fair statement of results for the interim periods presented.

 

These condensed consolidated financial statements should be read in conjunction with the consolidated financial statements in the Company’s Annual Report on Form 10-K for the year ended December 31, 2025 (the “2025 Annual Report”), filed with the Securities and Exchange Commission (the “SEC”) on April 15, 2026. The condensed consolidated balance sheet as of December 31, 2025 was derived from the Company’s audited 2025 financial statements contained in the above referenced 2025 Annual Report. Results of operations for the three months ended March 31, 2026 are not necessarily indicative of results to be expected for future interim periods or the full year ending December 31, 2026.

 

Significant Accounting Policies

 

There have been no material changes to the Company’s significant accounting policies disclosed in the 2025 Annual Report.

 

Reclassifications

 

Certain prior period amounts have been reclassified for comparative purposes to conform to the current-period financial statement presentation.

 

 F-8 
 

 

Recent Accounting Pronouncements

 

The Company continually assesses any new accounting pronouncements to determine their applicability. When management determines that a new accounting pronouncement may affect the Company’s financial reporting, the Company undertakes an analysis to determine whether any required changes should be made to its condensed consolidated financial statements.

 

Recently Issued Standards

 

In November 2024, the Financial Accounting Standards Board (“FASB”) issued Accounting Standards Update (“ASU”) No. 2024-03, Income Statement - Reporting Comprehensive Income - Expense Disaggregation Disclosures (Subtopic 220-40): Disaggregation of Income Statement Expenses (“ASU 2024-03”). ASU 2024-03 requires additional disclosures of certain expenses in the notes of the financial statements, to provide enhanced transparency into the expense captions presented on the consolidated statements of operations. The new standard is effective for the Company for its annual periods beginning January 1, 2027 and for interim periods beginning January 1, 2028, with early adoption permitted. The Company is currently evaluating the impact of adopting the standard.

 

In July 2025, the FASB issued ASU 2025-05, Financial Instruments—Credit Losses (Topic 326): Measurement of Credit Losses for Accounts Receivable and Contract Assets (“ASU 2025-05”). ASU 2025-05 provides a practical expedient to assume current economic conditions will not change for the remaining life of an asset when preparing forecasts as part of estimating credit losses. The new standard is effective for the Company for its annual periods beginning January 1, 2026 and interim period within those annual periods, with early adoption permitted and should be applied on a prospective basis. The Company adopted ASC 2025-05 during the three months ended March 31, 2026, which did not have a material impact on its consolidated financial position, results of operations, or cash flows.

 

In January 2025, the FASB issued ASU 2025-01, Income Statement - Reporting Comprehensive Income - Expense Disaggregation Disclosures (Subtopic 220-40) (“ASU 2025-01”), to clarify the effective date of ASU 2024-03. The new standard is effective for the Company for its annual periods beginning January 1, 2027 and for interim periods beginning January 1, 2028, with early adoption permitted. The Company is currently evaluating the impact of adopting ASU 2025-01; however, because the standard primarily affects disclosure requirements, the Company does not expect adoption to have a material impact on its consolidated financial position, results of operations, or cash flows.

 

3. BUSINESS COMBINATION – GRESHAM

 

As disclosed in the 2025 Annual Report, the Company completed the acquisition and reconsolidation of Gresham on November 28, 2025. The preliminary allocation of purchase consideration to the acquired assets and assumed liabilities remains subject to finalization of certain valuation analyses, including inventory, property and equipment, intangible assets, income taxes, and other working capital items.

 

During the three months ended March 31, 2026, the Company recorded no material measurement period adjustments related to the acquisition. The Company does not currently expect material changes to the preliminary allocation; however, final amounts may differ from the preliminary estimates.

 

4. REVENUE DISAGGREGATION

 

The following tables summarize disaggregated customer contract revenues and the source of the revenue for the three months ended March 31, 2026 and 2025. Revenues from lending and trading activities included in consolidated revenues were primarily interest, dividend and other investment income, which are not considered to be revenues from contracts with customers under GAAP. Revenue is presented by reportable segment. The “Holding Co.” column includes revenue generated at the parent company level that is not allocated to a specific reportable segment. Although Holding Co. is not a separate reportable segment, it is presented below to reconcile segment revenues to total consolidated revenue.

 

 F-9 
 

 

The Company’s disaggregated revenues consisted of the following for the three months ended March 31, 2026:

                                             
   Gresham   TurnOnGreen   Fintech   Sentinum   AGREE   Energy   ROI   Holding Co.   Total 
Primary Geographical Markets                                             
North America  $1,752,000   $1,524,000   $-   $5,330,000   $3,603,000   $11,001,000   $1,000   $705,000   $23,916,000 
Europe   1,630,000    -    -    -    -    -    -    -    1,630,000 
Middle East and other   6,800,000    212,000    -    -    -    -    -    -    7,012,000 
Revenue from contracts with customers   10,182,000    1,736,000    -    5,330,000    3,603,000    11,001,000    1,000    705,000    32,558,000 
Revenue, lending and trading activities (North America)   -    -    11,521,000    -    -    -    -    -    11,521,000 
Total revenue  $10,182,000   $1,736,000   $11,521,000   $5,330,000   $3,603,000   $11,001,000   $1,000   $705,000   $44,079,000 
                                              
Major Goods or Services                                             
Crane rental  $-   $-   $-   $-   $-   $11,001,000   $-   $-   $11,001,000 

Revenue from mined crypto assets at Sentinum

owned and operated facilities

   -    -    -    5,077,000    -    -    -    -    5,077,000 
Hotel and real estate operations   -    -    -    253,000    3,603,000    -    -    -    3,856,000 
Power supply units and systems   3,342,000    1,736,000    -    -    -    -    -    -    5,078,000 
Defense systems   6,065,000    -    -    -    -    -    -    -    6,065,000 
Other   775,000    -    -    -    -    -    1,000    705,000    1,481,000 
Revenue from contracts with customers   10,182,000    1,736,000    -    5,330,000    3,603,000    11,001,000    1,000    705,000    32,558,000 
Revenue, lending and trading activities   -    -    11,521,000    -    -    -    -    -    11,521,000 
Total revenue  $10,182,000   $1,736,000   $11,521,000   $5,330,000   $3,603,000   $11,001,000   $1,000   $705,000   $44,079,000 
                                              
Timing of Revenue Recognition                                             
Goods and services transferred at a point in time  $10,182,000   $1,714,000   $-   $5,330,000   $3,603,000   $-   $1,000   $705,000   $21,535,000 
Services transferred over time   -    22,000    -    -    -    11,001,000    -    -    11,023,000 
Revenue from contracts with customers  $10,182,000   $1,736,000   $-   $5,330,000   $3,603,000   $11,001,000   $1,000   $705,000   $32,558,000 

 

The Company’s disaggregated revenues consisted of the following for the three months ended March 31, 2025:

 

   TurnOnGreen   Fintech   Sentinum   AGREE   Energy   ROI   Holding Co.   Total 
Primary Geographical Markets                                        
North America  $1,528,000   $-   $5,714,000   $3,149,000   $13,769,000   $(1,000)  $797,000   $24,956,000 
Europe   6,000    -    -    -    29,000    -    -    35,000 
Middle East and other   58,000    -    -    -    -    -    -    58,000 
Revenue from contracts with customers   1,592,000    -    5,714,000    3,149,000    13,798,000    (1,000)   797,000    25,049,000 
Revenue, lending and trading activities (North America)   -    (28,000)   -    -    -    -    -    (28,000)
Total revenue  $1,592,000   $(28,000)  $5,714,000   $3,149,000   $13,798,000   $(1,000)  $797,000   $25,021,000 
                                         
Major Goods or Services                                        
Power supply units and systems  $1,592,000   $-   $-   $-   $-   $-   $-   $1,592,000 

Revenue from mined crypto assets at Sentinum

owned and operated facilities

   -    -    5,198,000    -    -    -    -    5,198,000 
Hotel and real estate operations   -    -    516,000    3,149,000    -    -    -    3,665,000 
Crane rental   -    -    -    -    13,769,000    -    -    13,769,000 
Other   -    -    -    -    29,000    (1,000)   797,000    825,000 
Revenue from contracts with customers   1,592,000    -    5,714,000    3,149,000    13,798,000    (1,000)   797,000    25,049,000 
Revenue, lending and trading activities   -    (28,000)   -    -    -    -    -    (28,000)
Total revenue  $1,592,000   $(28,000)  $5,714,000   $3,149,000   $13,798,000   $(1,000)  $797,000   $25,021,000 
                                         
Timing of Revenue Recognition                                        
Goods and services transferred at a point in time  $1,592,000   $-   $5,714,000   $3,149,000   $29,000   $(1,000)  $797,000   $11,280,000 
Services transferred over time   -    -    -    -    13,769,000    -    -    13,769,000 
Revenue from contracts with customers  $1,592,000   $-   $5,714,000   $3,149,000   $13,798,000   $(1,000)  $797,000   $25,049,000 

 

 F-10 
 

 

5. FAIR VALUE OF FINANCIAL INSTRUMENTS

 

The following table sets forth the Company’s financial instruments that were measured at fair value on a recurring basis by level within the fair value hierarchy at March 31, 2026 and December 31, 2025:

                
   Fair Value Measurement at March 31, 2026 
   Total   Level 1   Level 2   Level 3 
Investments in other equity securities - embedded conversion feature  $

2,913,000

   $-   $-   $

2,913,000

 
Investments in other equity securities - warrants  $

285,000

   $-   $-   $

285,000

 
Embedded conversion feature liabilities  $252,000   $-   $-   $252,000 

 

   Fair Value Measurement at December 31, 2025 
   Total   Level 1   Level 2   Level 3 
Embedded conversion feature liabilities  $1,576,000   $-   $-   $1,576,000 

 

The Company assesses the inputs used to measure fair value using the three-tier hierarchy based on the extent to which inputs used in measuring fair value are observable in the market. For investments where little or no public market exists, management’s determination of fair value is based on the best available information, which may incorporate management’s own assumptions and involves a significant degree of judgment, taking into consideration various factors including earnings history, financial condition, recent sales prices of the Company’s securities and liquidity risks. There were no transfers into or out of Level 3 during the three months ended March 31, 2026 or during the year ended December 31, 2025.

 

The changes in Level 3 fair value hierarchy during the three months ended March 31, 2026 and 2025 were as follows:

                     
   Level 3 Balance
at Beginning of
Period
   Fair Value
Adjustments
    Grants   Level 3 Balance
at End of Period
 
Three months ended March 31, 2026                          
Investments in other equity securities - embedded conversion feature  $-   $

1,300,000

    $

1,613,000

   $

2,913,000

 
Investments in other equity securities - warrants  $-   $

(800,000

)   $

1,085,000

   $

285,000

 
Embedded conversion feature liabilities  $1,576,000   $(1,324,000)   $-   $252,000 

 

   Level 3 Balance
at Beginning of
Period
   Fair Value
Adjustments
    Grants   Level 3 Balance
at End of Period
 
Three months ended March 31, 2025                                            
Embedded conversion feature liabilities  $-   $-    $2,269,000   $2,269,000 

 

6. CRYPTO ASSETS

 

The Company measures its crypto assets at fair value using quoted market prices in active markets for identical assets, which are classified within Level 1 of the fair value hierarchy.

 

The following table presents the Company’s significant digital asset holdings as of March 31, 2026 and December 31, 2025:

 

  March 31,   December 31, 
   2026   2025 
Crypto assets  $26,251,000   $46,197,000 
Crypto assets, restricted(1)   16,666,000    - 
Total crypto assets holdings  $42,917,000   $46,197,000 

 

(1) The Company’s crypto assets, restricted includes Bitcoin pledged as collateral for the convertible promissory notes issued to JGB entities. See Note 12.

 

 F-11 
 

 

The following table presents the activities of the crypto assets for the three months ended March 31, 2026 and 2025:

          
   For the Three Months Ended March 31, 
   2026   2025 
Balance at January 1  $46,197,000   $182,000 
Additions of mined crypto assets   5,077,000    5,198,000 
Purchases of crypto assets   3,760,000    - 
Sale of crypto assets   -    (5,227,000)
Transferred to crypto assets, restricted   

(21,360,000

)   - 
Unrealized loss on crypto assets   (7,405,000)   (8,000)
Other   (18,000)   (43,000)
Balance at March 31  $26,251,000   $102,000 

 

The following table presents the activities of the crypto assets, restricted for the three months ended March 31, 2026:

 

    2026 
Balance at January 1  $- 
Transferred to crypto assets, restricted   21,360,000 
Unrealized loss on crypto assets, restricted   (4,682,000)
Other   (11,000)
Balance at March 31  $16,666,000 

 

7. PROPERTY AND EQUIPMENT, NET

 

At March 31, 2026 and December 31, 2025, property and equipment consisted of:

          
   March 31, 2026   December 31, 2025 
 Building, land and improvements  $89,954,000   $85,355,000 
 Crypto assets mining equipment   28,637,000    27,245,000 
 Crane rental equipment   35,657,000    33,368,000 
 Computer, software and related equipment   14,489,000    13,807,000 
 Aircraft   15,983,000    15,983,000 
 Other property and equipment   10,570,000    8,563,000 
    195,290,000    184,321,000 
 Accumulated depreciation and amortization   (48,240,000)   (42,333,000)
 Property and equipment, net  $147,050,000   $141,988,000 

 

Summary of depreciation expense:

        
   For the Three Months Ended March 31, 
   2026   2025 
 Depreciation expense  $6,001,000   $5,075,000 

 

8. INTANGIBLE ASSETS, NET

 

At March 31, 2026 and December 31, 2025, intangible assets consisted of:

             
   Useful Life  March 31, 2026   December 31, 2025 
Definite lived intangible assets:           
 Developed technology  5-10 years  $5,756,000   $5,684,000 
 Customer list  8-12 years   6,380,000    6,358,000 
 Trade names  10-15 years   2,547,000    2,529,000 
       14,683,000    14,571,000 
 Accumulated amortization      (1,266,000)   (898,000)
 Total definite-lived intangible assets     $13,417,000   $13,673,000 

 

Certain of the Company’s trade names and trademarks were determined to have an indefinite life. The remaining definite-lived intangible assets are primarily being amortized on a straight-line basis over their estimated useful lives.

 

Summary of amortization expense:

        
   For the Three Months Ended March 31, 
   2026   2025 
Amortization expense  $374,000   $126,000 

 

 F-12 
 

 

As of March 31, 2026, intangible assets subject to amortization have an average remaining useful life of 6.6 years. The following table presents estimated amortization expense for each of the succeeding five calendar years and thereafter.

     
2026 (remainder)   $1,099,000 
2027    1,465,000 
2028    1,465,000 
2029    1,465,000 
2030    1,448,000 
Thereafter    6,475,000 
    $13,417,000 

 

9. ACCOUNTS PAYABLE AND ACCRUED EXPENSES

 

Other current liabilities at March 31, 2026 and December 31, 2025 consisted of:

          
   March 31,   December 31, 
   2026   2025 
Accounts payable  $32,549,000   $19,076,000 
Accrued participation profits payable to investors   6,065,000    - 
Accrued payroll and payroll taxes   3,318,000    4,520,000 
Interest payable   2,477,000    2,752,000 
Accrued legal   1,066,000    1,139,000 
Other accrued expenses   15,127,000    11,720,000 
Total  $60,602,000   $39,207,000 

 

10. NOTES PAYABLE

 

Notes payable at March 31, 2026 and December 31, 2025, were comprised of the following:

                             
   Collateral  Guarantors  Interest
rate
   Effective
rate(1)
   Due date  March 31,
2026
   December 31,
2025
 
AGREE secured construction loans, in default  AGREE hotels  -   10%   12%  January 1, 2027  $68,750,000   $68,750,000 
Circle 8 revolving credit facility  Circle 8 cranes with a book value of $27.1 million  -   9%   9%  June 16, 2026   6,801,000    7,205,000 
Circle 8 equipment financing notes  Circle 8 equipment with a book value of $3.0 million  -   6%   6%  Various dates through March 5, 2031   3,345,000    2,171,000 
Term note  -  Ault & Company, Inc. (“Ault & Company”) and Milton C. Ault, III   12%   77%  April 27, 2026   6,634,000    - 
Other  -  -   6%       Various   5,686,000    4,995,000 
Total notes payable                     $91,216,000   $83,121,000 
Less:                             
Unamortized debt discounts                      (78,000)   - 
Total notes payable, net                     $91,138,000   $83,121,000 
Less: current portion                      (88,772,000)   (82,055,000)
Notes payable – long-term portion                     $2,366,000   $1,066,000 

 

(1)Includes forbearance and extension fees and original issue discount (“OID”) costs that are amortized to interest expense over the life of the notes.

 

 F-13 
 

 

Second Amendment to AGREE Construction Loans 

 

In January 2026, the Company’s subsidiary AGREE amended the terms of its construction loans related to the AGREE properties. The amendment extended the maturity dates of the loans to January 1, 2027, subject to a potential one-year extension to January 1, 2028 upon satisfaction of certain conditions. The agreement also modifies the interest rate to Term SOFR plus 5.75%, with required monthly interest payments based on Term SOFR plus 4.75%, with the difference accruing and payable at maturity or earlier repayment. On April 1, 2026, the borrowers were required to make a principal payment of $3.0 million followed by monthly principal payments of $1.0 million through maturity. As of the date of this filing, AGREE and its subsidiaries have not made the required principal payments. While such non-payment constitutes an event of default under the loan agreements, the lenders have not provided a notice of default. The modification also requires the borrowers to fund interest reserves totaling approximately $2.0 million and provides temporary waivers of certain financial covenants through the scheduled maturity date. The interest reserves have not been funded as of the date of this filing. In connection with the modification, the borrowers paid an extension fee of approximately $0.3 million.

 

Circle 8 Financing

 

In March 2026, Circle 8 entered into a secured promissory note in the principal amount of $1.5 million for the purchase of a crane. The secured promissory note accrues interest at 5.9% per annum and will mature in March 2031.

 

Term Notes

 

In January and February 2026, the Company issued two short-term term notes to an institutional investor for aggregate gross proceeds of $10.0 million. The notes were originally scheduled to mature in March and April 2026, respectively, and require periodic principal repayments prior to maturity. The Company amended the note that was scheduled to mature in March 2026 to extend its maturity date to April 7, 2026. In connection with the extension, the Company agreed to pay an extension fee of approximately $0.1 million, which was added to the outstanding principal balance. The notes have been repaid in full.

 

Notes Payable Maturities

 

Principal maturities of the Company’s notes payable, assuming the exercise of all extensions that are exercisable solely at the Company’s option, as of March 31, 2026 were:

     
Year    
2026 (remainder)  $88,850,000 
2027   757,000 
2028   640,000 
2029   526,000 
2030   

320,000

 
Thereafter   

123,000

 
   $91,216,000 

 

Interest Expense

          
   For the Three Months Ended 
   March 31, 
   2026   2025 
Contractual interest expense  $4,877,000   $3,775,000 
Forbearance fees   74,000    12,000 
Amortization of debt discount   1,595,000    52,000 
Total interest expense  $6,546,000   $3,839,000 

 

11. NOTES PAYABLE, RELATED PARTY

 

Notes payable, related party at March 31, 2026 and December 31, 2025, were comprised of the following:

                   
   Interest rate  Effective rate  Due date  March 31, 2026   December 31, 2025 
Ault & Company demand promissory note  10%  9.5%  Upon demand  $850,000   $1,635,000 
Notes from officers - TurnOnGreen, in default  14%  14.0%  Past due   51,000    51,000 
Total notes payable           $901,000   $1,686,000 

 

 F-14 
 

 

Summary of interest expense, related party, recorded within interest expense on the condensed consolidated statement of operations:

        
   For the Three Months Ended March 31, 
   2026   2025 
Interest expense, related party  $28,000   $2,000 

 

12. CONVERTIBLE NOTES

 

Convertible notes payable at March 31, 2026 and December 31, 2025, were comprised of the following:

                      
   Conversion price
per share
  Interest
rate
  Effective
rate(1)
  Due date  March 31, 2026   December 31,
2025
 
Convertible promissory notes issued to JGB entities  85% of 3-day VWAP  13%  32%  December 30, 2027  $12,768,000   $12,768,000 
SJC Lending, LLC (“SJC”) convertible promissory note  75% of 5-day VWAP  15%  15%  June 30, 2026   2,786,000    2,786,000 
ROI senior secured convertible note, in default  $0.11 (ROI stock)  OID Only  15%  April 27, 2024   631,000    1,981,000 
TurnOnGreen convertible promissory note  80% of 10-day
VWAP
(TurnOnGreen stock)
  12%  21%  Various dates through March 27, 2027   1,320,000    440,000 
Fair value of embedded conversion options               252,000    1,576,000 
Total convertible notes payable               17,757,000    19,551,000 
Less: unamortized debt discounts               (4,387,000)   (4,958,000)
Total convertible notes payable, net of financing cost, long-term              $13,370,000   $14,593,000 
Less: current portion               (4,899,000)   (6,750,000)
Convertible notes payable, net of financing cost – long-term portion              $8,471,000   $7,843,000 

 

(1)Includes forbearance and extension fees and OID costs that are amortized to interest expense over the life of the notes.

 

SJC Convertible Promissory Note Amendment

 

In January 2026, the Company entered into an amendment with SJC pursuant to which the maturity date of the convertible promissory note was extended to June 30, 2026.

 

Embedded Derivatives

 

The Company identified embedded derivative features within certain convertible promissory notes that required bifurcation and separate accounting as derivative liabilities under Accounting Standards Codification (“ASC”) 815, Derivatives and Hedging. These features primarily relate to conversion options with variable pricing mechanisms.

 

The fair value of the embedded derivative liabilities was estimated using a Monte Carlo simulation model. The model incorporates key assumptions including the Company’s stock price, risk-free interest rate, expected volatility, credit-risk adjusted discount rate, and the specific terms of each conversion feature (including floor price, cap, and pricing based on the Volume-Weighted Average Price, or VWAP). Due to the significant use of unobservable inputs, these derivative liabilities are classified within Level 3 of the fair value hierarchy. See Note 5 for additional information, including the initial recognition and rollforward of embedded derivative liabilities.

 

The following table summarizes the key inputs used in the valuation of the embedded derivatives at inception and as of March 31, 2026:

      
Assumption  Weighted Average at
Inception
  Weighted Average at
March 31, 2026
Valuation technique  Monte Carlo Simulation  Monte Carlo Simulation
Risk-free interest rate  3.6%  3.7%
Expected volatility  108%  130%
Credit-risk adjusted rate  27%  41%
Time to maturity (years)  1.7  1.0
Stock price at valuation date  $0.81  $0.15
Dividend yield  0%  0%

 

 F-15 
 

 

The Monte Carlo simulation utilized 100,000 iterations and incorporated conversion mechanics, including the floor price and the VWAP-based conversion price as defined in each agreement. The incremental value attributable to the conversion feature was isolated to determine its impact on the overall fair value of the embedded option.

 

Gain (Loss) on Extinguishment of Convertible Notes

 

During the three months ended March 31, 2026, the Company did not recognize any gains or losses on extinguishment of convertible notes.

 

During the three months ended March 31, 2025, the Company recognized a net loss on extinguishment of convertible notes of $4.6 million, consisting primarily of losses recognized on certain exchange or refinancing transactions where newly issued instruments were determined to be substantially different from the original debt instruments under applicable accounting guidance.

 

Contractual Maturities

 

Principal maturities of the Company’s convertible notes payable, assuming the exercise of all extensions that are exercisable solely at the Company’s option, as of March 31, 2026, were:

     
Year  Principal 
2026 (remainder)  $4,737,000 
2027   12,768,000 
   $17,505,000 

 

13. COMMITMENTS AND CONTINGENCIES

 

Contingencies

 

Litigation Matters

 

The Company is involved in litigation arising from matters in the ordinary course of business. The Company is regularly subject to claims, suits, regulatory and government investigations, and other proceedings involving labor and employment, commercial disputes, and other matters. Such claims, suits, regulatory and government investigations, and other proceedings could result in fines, civil penalties or other adverse consequences.

 

Certain of these outstanding matters include speculative, substantial or indeterminate monetary amounts. The Company records a liability when it believes that it is probable that a loss has been incurred and the amount can be reasonably estimated. If the Company determines that a loss is reasonably possible and the loss or range of loss can be estimated, the Company discloses the reasonably possible loss. The Company evaluates developments in its legal matters that could affect the amount of liability that has been previously accrued, and the matters and related reasonably possible losses disclosed, and makes adjustments as appropriate. Significant judgment is required to determine both likelihood of there being a loss and the estimated amount of a loss related to such matters.

 

Based on the Company’s current knowledge, the Company believes that the amount or range of reasonably possible loss will not, either individually or in aggregate, have a material adverse effect on the Company’s business, consolidated financial position, results of operations, or cash flows. However, the outcome of such matters is inherently unpredictable and subject to significant uncertainties.

 

14. STOCKHOLDERS’ EQUITY

 

Class A Common Stock

 

Class A common stock confers upon the holders the rights to receive notice to participate and vote at any meeting of stockholders of the Company, to receive dividends, if and when declared, and to participate in a distribution of surplus of assets upon liquidation of the Company.

 

 F-16 
 

 

On December 19, 2025, the Company entered into an at-the-market issuance sales agreement providing for the sale of up to $50.0 million of additional shares of Class A common stock under its effective shelf registration statement (the “ATM Offering”). During the period between January 1, 2026 through March 31, 2026, the Company sold an aggregate of 46.6 million shares of Class A common stock pursuant to the ATM Offering for gross proceeds of $10.6 million.

 

Class B Common Stock

 

The Class B common stock is identical to the Class A common stock, with the exception that each share thereof carries 10 times the voting power of a share of Class A common stock. The Class B common stock is convertible at any time into Class A common stock on a one-for-one basis at the option of the holder of the Class B common stock.

 

Series D Preferred ATM Offering Activity

 

On February 13, 2026, the Company entered into an at-the-market issuance sales agreement to sell shares of the Company’s 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock, par value $0.001 per share (the “Series D Preferred”), having an aggregate offering price of up to $35.4 million from time to time, through an “at the market offering” (the “Series Preferred D ATM Offering”). During the period between January 1, 2026 through March 31, 2026, the Company sold an aggregate of 2,498 shares of Series D Preferred Stock pursuant to its Series Preferred D ATM offering for net proceeds of $53,000.

 

Preferred Stock

 

Preferred stock as of March 31, 2026 consisted of the following:

                         
   Par Value
Per Share
   Stated Value
Per Share
   Shares
Authorized
   Liquidation
Preference
   Shares Issued and
Outstanding at
March 31, 2026
 
Series A Convertible Preferred Stock  $0.001   $25    1,000,000   $176,000    7,040 
Series B Convertible Preferred Stock  $0.001   $1,000    60,000    3,000,000    3,000 
Series C Convertible Preferred Stock  $0.001   $1,000    75,000    50,000,000    50,000 
Series D Cumulative Redeemable Perpetual Preferred Stock  $0.001   $25    2,000,000    14,703,000    588,111 
Series E Cumulative Redeemable Perpetual Preferred Stock  $0.001   $25    2,500,000    16,250,000    649,998 
Series F Exchangeable Preferred Stock  $0.001   $1,000    1,000,000    999,000    998,577 
Series G Convertible Preferred Stock  $0.001   $1,000    25,000    960,000    960 
Series H Convertible Preferred Stock  $0.001   $1,000    100,000    4,000,000    4,000 
Unallocated             18,240,000    -    - 
Total             25,000,000   $90,088,000    2,301,686 

 

Preferred stock as of December 31, 2025 consisted of the following:

 

   Par Value
Per Share
   Stated Value
Per Share
   Shares
Authorized
   Liquidation
Preference
   Shares Issued and
Outstanding at
December 31, 2025
 
Series A Convertible Preferred Stock  $0.001   $25    1,000,000   $176,000    7,040 
Series B Convertible Preferred Stock  $0.001   $1,000    60,000    3,000,000    3,000 
Series C Convertible Preferred Stock  $0.001   $1,000    75,000    50,000,000    50,000 
Series D Cumulative Redeemable Perpetual Preferred Stock  $0.001   $25    2,000,000    14,640,000    585,613 
Series E Cumulative Redeemable Perpetual Preferred Stock  $0.001   $25    2,500,000    16,250,000    649,998 
Series F Exchangeable Preferred Stock  $0.001   $1,000    1,000,000    999,000    998,577 
Series G Convertible Preferred Stock  $0.001   $1,000    25,000    960,000    960 
Series H Convertible Preferred Stock  $0.001   $1,000    100,000    4,000,000    4,000 
Unallocated             18,240,000    -    - 
Total             25,000,000   $90,025,000    2,299,188 

 

 F-17 
 

 

The Company is authorized to issue 25.0 million shares of preferred stock, $0.001 par value. As of March 31, 2026, the rights, preferences, privileges and restrictions on the remaining authorized 18.2 million shares of preferred stock had not been determined. The Board is authorized to designate a new series of preferred shares and determine the number of shares, as well as the rights, preferences, privileges and restrictions granted to or imposed upon any series of preferred shares.

 

15. INCOME TAXES

 

The Company calculates its interim income tax provision in accordance with ASC Topic 270, Interim Reporting, and Topic 740, Income Taxes. The difference between the effective tax rate and the federal statutory rate of 21% is primarily due to items recognized for financial reporting purposes that are permanently disallowed for U.S. federal income tax purposes, as well as changes in the valuation allowance.

 

16. NET LOSS PER SHARE

 

Net loss per share is computed by dividing the net loss to common stockholders by the weighted average number of shares of Class A and Class B common stock outstanding. The calculation of the basic and diluted earnings per share is the same for all periods presented as the effect of the potential common stock equivalents is anti-dilutive due to the Company’s net loss position for all periods presented. Anti-dilutive securities, which are convertible into or exercisable for the Company’s Class A common stock, consisted of the following at March 31, 2026 and 2025:

          
   March 31, 2026   March 31, 2025 
Convertible preferred stock   373,900,000    30,071,000 
Convertible notes   51,179,000    7,403,000 
Stock options   

6,200,000

    - 
Warrants   639,000    622,000 
Total   431,918,000    38,096,000 

 

 F-18 
 

 

17. SEGMENT AND CUSTOMERS INFORMATION

 

The Company had the following reportable segments as of March 31, 2026 and 2025; see Note 1 for a brief description of the Company’s business.

 

The following data presents the revenues, expenditures and other operating data of the Company and its operating segments for the three months ended March 31, 2026:

                                             
   Gresham   TurnOnGreen   Fintech   Sentinum   AGREE   Energy   ROI   Holding Co.   Total 
Revenue, crane operations  $-   $-   $-   $-   $-   $11,001,000   $-   $-   $11,001,000 
Revenue, defense solutions   10,182,000    -    -    -    -    -    -    -    10,182,000 
Revenue, crypto assets mining   -    -    -    5,077,000    -    -    -    -    5,077,000 
Revenue, hotel and real estate operations   -    -    -    253,000    3,603,000    -    -    -    3,856,000 
Revenue, lending and trading activities   -    -    11,521,000    -    -    -    -    -    11,521,000 
Revenue, other        1,736,000    -    -    -    -    1,000    705,000    2,442,000 
Total revenue   10,182,000    1,736,000    11,521,000    5,330,000    3,603,000    11,001,000    1,000    705,000    44,079,000 
Cost of revenue   7,036,000    923,000    1,944,000    7,610,000    2,990,000    7,180,000    -    1,327,000    29,010,000 
Gross profit (loss)   3,146,000    813,000    9,577,000    (2,280,000)   613,000    3,821,000    1,000    (622,000)   15,069,000 
Operating expenses                                             
General and administrative   2,563,000    993,000    9,000    957,000    1,357,000    2,192,000    1,643,000    8,812,000    18,526,000 
Selling and marketing   454,000    308,000    -    -    -    -    89,000    4,761,000    5,612,000 
Research and development   400,000    133,000    -    -    -    -    1,550,000    2,717,000    4,800,000 
Change in fair value of crypto assets   -    -    -    11,437,000    -    -    -    650,000    12,087,000 
Total operating expenses   3,417,000    1,434,000    9,000    12,394,000    1,357,000    2,192,000    3,282,000    16,940,000    41,025,000 
(Loss) income from operations  $(271,000)  $(621,000)  $9,568,000   $(14,674,000)  $(744,000)  $1,629,000   $(3,281,000)  $(17,562,000)   (25,956,000)
Other income (expense):                                             
Interest and other income                                           769,000 
Interest expense                                           (6,546,000)
Gain on extinguishment of debt                                           489,000 
Change in fair value of embedded derivative liabilities                                           1,324,000 
Total other expense, net                                           (3,964,000)
Loss before income taxes                                          $(29,920,000)
                                              
Depreciation and amortization expense  $537,000   $8,000   $-   $3,542,000   $708,000   $1,021,000   $23,000   $536,000   $6,375,000 
                                              
Interest expense  $(376,000)  $(226,000)  $-   $(1,000)  $(3,410,000)  $(271,000)  $(319,000)  $(1,943,000)  $(6,546,000)
                                              
Capital expenditures for the three months
ended March 31, 2026
  $65,000   $-   $-   $6,523,000   $120,000   $1,482,000   $14,000   $2,362,000   $10,566,000 
                                              
Segment identifiable assets as of March 31, 2026  $39,365,000   $4,961,000   $18,145,000   $85,992,000   $65,719,000   $42,683,000   $680,000   $51,907,000   $309,452,000 

 

 F-19 
 

 

The following data presents the revenues, expenditures and other operating data of the Company and its operating segments for the three months ended March 31, 2025:

 

   TurnOnGreen   Fintech   Sentinum   AGREE   Energy   ROI   Holding Co.   Total 
Revenue, crane operations  $-   $-   $-   $-   $13,769,000   $-   $-   $13,769,000 
Revenue, crypto assets mining   -    -    5,198,000    -    -    -    -    5,198,000 
Revenue, hotel and real estate operations   -    -    516,000    3,149,000    -    -    -    3,665,000 
Revenue, lending and trading activities   -    (28,000)   -    -    -    -    -    (28,000)
Revenue, other   1,592,000    -    -    -    29,000    (1,000)   797,000    2,417,000 
Total revenue   1,592,000    (28,000)   5,714,000    3,149,000    13,798,000    (1,000)   797,000    25,021,000 
Cost of revenue   861,000    -    7,031,000    2,844,000    8,364,000    206,000    432,000    19,738,000 
Gross profit (loss)   731,000    (28,000)   (1,317,000)   305,000    5,434,000    (207,000)   365,000    5,283,000 
Operating expenses                                        
Research and development   125,000    -    -    -    -    4,000    -    129,000 
Selling and marketing   246,000    -    -    -    -    2,088,000    -    2,334,000 
General and administrative   1,138,000    120,000    (51,000)   1,363,000    2,337,000    -    4,297,000    9,204,000 
Total operating expenses   1,509,000    120,000    (51,000)   1,363,000    2,337,000    2,092,000    4,297,000    11,667,000 
(Loss) income from operations  $(778,000)  $(148,000)  $(1,266,000)  $(1,058,000)  $3,097,000   $(2,299,000)  $(3,932,000)   (6,384,000)
Other income (expense):                                        
Interest and other income                                      240,000 
Interest expense                                      (3,839,000)
Loss on extinguishment of debt                                      (4,569,000)
Gain on deconsolidation of subsidiary                                      10,049,000 
Loss on the sale of fixed assets                                      (161,000)
Total other expense, net                                      1,720,000 
Loss before income taxes                                     $(4,664,000)
                                         
Depreciation and amortization expense  $19,000   $-   $2,584,000   $972,000   $1,128,000   $19,000   $479,000   $5,201,000 
                                         
Interest expense  $(7,000)  $-   $(1,000)  $(1,839,000)  $(903,000)  $(225,000)  $(864,000)  $(3,839,000)
                                         
Capital expenditures for the year ended March 31, 2025  $-   $-   $1,621,000   $95,000   $1,138,000   $23,000   $3,000   $2,880,000 
                                         
Segment identifiable assets as of March 31, 2025  $2,855,000   $20,271,000   $33,851,000   $68,116,000   $46,399,000   $1,001,000   $45,761,000   $218,254,000 

 

 F-20 
 

 

18. CONCENTRATIONS OF CREDIT AND REVENUE RISK

 

Significant customers are those that represent more than 10% of the Company’s total revenue or accounts receivable balances for the periods and as of each balance sheet date presented. For each significant customer, revenue as a percentage of total revenue and gross accounts receivable as a percentage of total gross accounts receivable as of the periods presented were as follows:

                    
   Accounts Receivable   Revenue 
   March 31,   December 31,   For the Three Months Ended March 31, 
   2026   2025   2026   2025 
Customer A   *    *    12%   21%
Customer B   12%   13%   *    * 
Customer C   *    *    23%   * 
Customer D   30%   25%   12%   * 

 

*less than 10%

 

19. SUBSEQUENT EVENTS

 

Class A Common Stock ATM Offering Activity

 

During the period between April 1, 2026 through May 15, 2026, the Company sold an aggregate of 91.1 million shares of Class A common stock pursuant to the ATM Offering for gross proceeds of $14.0 million.

 

Series D Preferred ATM Offering Activity

 

During the period between April 1, 2026 through May 15, 2026, the Company issued an aggregate of 20,245 shares of Series D Preferred Stock pursuant to its Series Preferred D ATM Offering for gross proceeds of $0.4 million.

 

Term Note

 

In April 2026, the Company entered into a short-term term note with an institutional investor for gross proceeds of $10.0 million. The note was issued with an OID of $0.8 million and has a principal face amount of $10.8 million. The note bears interest at 12% per annum and matures on June 29, 2026. Beginning May 8, 2026, the Company is required to make weekly principal payments of $0.7 million through June 26, 2026, with the remaining outstanding principal balance and accrued interest due at maturity. The note may be prepaid at any time without penalty. Repayment obligations under the note are guaranteed by Ault & Company and Milton C. Ault, III, the Company’s Executive Chairman.

 

Receipt of Litigation-Related Proceeds

 

On April 1, 2026, the Company received cash proceeds of approximately $16.6 million in connection with the resolution of litigation involving a former subsidiary. The Company is currently evaluating the appropriate accounting and treatment of these proceeds, including the extent to which amounts may be retained, distributed, or otherwise allocated.

 

 F-21 
 

 

Circle 8 Financing Agreement

 

In April 2026, Circle 8 finalized a financing arrangement and received $10.0 million in equipment financing. In connection with the financing, Circle 8 issued a promissory note with a five-year term requiring monthly payments of approximately $0.2 million. The note bears interest at a variable rate based on the five-year U.S. Treasury rate plus 2%, with an initial rate of approximately 5.7%.

 

The financing is secured by first-priority liens on certain cranes and related equipment owned by Circle 8. Proceeds from the financing were used to fully repay amounts outstanding under the Circle 8 revolving credit facility and for general operating purposes.

 

Authorized Shares Increase

 

On April 16, 2026, the Company filed a Certificate of Amendment to its Certificate of Incorporation with the Secretary of State of the State of Delaware to increase the number of authorized shares of its Class A common stock from 500,000,000 shares to 2,500,000,000 shares.

 

 F-22 
 

 

ITEM 2.MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS

 

In this quarterly report on Form 10-Q (the “Quarterly Report”), the “Company,” “Hyperscale Data,” “we,” “us” and “our company” refer to Hyperscale Data, Inc., a Delaware corporation. Hyperscale Data operates as an artificial intelligence (“AI”) data center company anchored by Bitcoin. Through its wholly owned subsidiary, Sentinum, Inc., the Company owns and operates a large-scale data center platform that integrates AI compute infrastructure with Bitcoin mining operations under a unified, parallel compute model. This hybrid architecture enables Hyperscale Data to generate compute power for enterprise AI workloads through NVIDIA graphic processing unit clusters, while also operating high-efficiency Bitcoin mining systems that contribute to the Bitcoin network and the Company’s growing digital asset treasury.

 

Through another of its wholly owned subsidiaries, Ault Capital Group, Inc. (“ACG”), the Company currently holds a portfolio of diversified businesses and strategic investments spanning commercial lending and trading, an AI software platform, equipment rental services, defense/aerospace, industrial, automotive, medical and hotel operations. In addition, ACG is actively engaged in extending private credit and structured finance through a licensed lending subsidiary. Hyperscale Data currently expects the divestiture of ACG (the “Divestiture”) to occur in the second quarter of 2027, though there can be no assurance that the Divestiture will be completed during such quarter. Upon the occurrence of the Divestiture, the Company would operate as a focused AI data center and Bitcoin infrastructure company.

 

Recent Events and Developments

 

On December 19, 2025, we entered into an At-the-Market Issuance Sales Agreement with Spartan Capital Securities, LLC (“Spartan”), as sales agent to sell shares of our Class A common stock, having an aggregate offering price of up to $50 million from time to time, through an “at the market offering” (the “ATM Offering”) as defined in Rule 415 under the Securities Act. On December 19, 2025, we filed a prospectus supplement with the SEC relating to the offer and sale of up to $50 million of Class A common stock in the ATM Offering. On January 16, 2026, we amended the At-the-Market Issuance Sales Agreement and filed a prospectus supplement to indicate that Spartan will serve as the lead sales agent and to add Wilson-Davis as an additional sales agent.

 

As of May 15, 2026, we have sold 137.6 million shares of our Class A common stock under the ATM Offering for gross proceeds of approximately $24.7 million.

 

On February 13, 2026, we entered into an At-the-Market Issuance Sales Agreement with Wilson Davis, as sales agent to sell shares of our 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock, par value $0.001 per share (the “Series D Preferred”), having an aggregate offering price of up to $35.4 million from time to time, through an “at the market offering” (the “Series Preferred D ATM Offering”) as defined in Rule 415 under the Securities Act. On February 13, 2026, we filed a prospectus supplement with the SEC relating to the offer and sale of up to $35.4 million of Series D Preferred in the Series D Preferred ATM Offering.

 

As of May 15, 2026, we have sold 22,743 shares of our Series D Preferred under the Series D Preferred ATM Offering for gross proceeds of approximately $0.5 million.

 

In April 2026, we entered into a short-term term note with an institutional investor for gross proceeds of $10.0 million. The note was issued with an original issue discount of $0.8 million and has a principal face amount of $10.8 million. The note bears interest at 12% per annum and matures on June 29, 2026. Beginning May 8, 2026, we are required to make weekly principal payments of $0.7 million through June 26, 2026, with the remaining outstanding principal balance and accrued interest due at maturity. The note may be prepaid at any time without penalty. Repayment obligations under the note are guaranteed by Ault & Company and Milton C. Ault, III, our Executive Chairman.

 

General

 

As a holding company, our business objective is to increase stockholder value through developing and growing our subsidiaries. Under the strategy we have adopted, we are focused on managing and financially supporting our existing subsidiaries and partner companies, with the goal of pursuing monetization opportunities and maximizing the value returned to stockholders. We have, are and will consider initiatives including, among others: public offerings, the sale of individual partner companies, the sale of certain or all partner company interests in secondary market transactions, or a combination thereof, as well as other opportunities to maximize stockholder value. We anticipate returning value to stockholders after satisfying our debt obligations, working capital needs and other senior capital commitments.

 

 1 
 

 

From time to time, we engage in discussions with other companies interested in our subsidiaries or partner companies, either in response to inquiries or as part of a process we initiate. To the extent we believe that a subsidiary or partner company’s further growth and development can best be supported by a different ownership structure or if we otherwise believe it is in our stockholders’ best interests, we will seek to sell all or a portion of our position in the subsidiary or partner company. These sales may take the form of privately negotiated sales of stock or assets, mergers and acquisitions, public offerings of the subsidiary or partner company’s securities and, in the case of publicly traded partner companies, sales of their securities in the open market. Our plans may include taking subsidiaries or partner companies public through rights offerings and directed share subscription programs. We will continue to consider these (or similar) initiatives and the sale of certain subsidiary or partner company interests in secondary market transactions to maximize value for our stockholders.

 

In recent years, we have provided capital and relevant expertise to fuel the growth of businesses in AI software platform, equipment rental services, defense, industrial and hotel operations. We have provided capital to subsidiaries as well as partner companies in which we have an equity interest or may be actively involved, influencing development through board representation and management support.

 

Hyperscale Data is a Delaware corporation with its corporate office located at 11411 Southern Highlands Pkwy, Suite 190, Las Vegas, NV 89141. Our phone number is 949-444-5464 and our website address is https://hyperscaledata.com/.

 

 2 
 

 

Results of Operations

 

Results of Operations for the Three Months Ended March 31, 2026 and 2025

 

The following table summarizes the results of our operations for the three months ended March 31, 2026 and 2025.

 

   For the Three Months Ended March 31, 
   2026   2025 
         
Revenue, crane operations  $11,001,000   $13,769,000 
Revenue, defense solutions   10,182,000    - 
Revenue, crypto assets mining   5,077,000    5,198,000 
Revenue, hotel and real estate operations   3,856,000    3,665,000 
Revenue, lending and trading activities   11,521,000    (28,000)
Revenue, other   2,442,000    2,417,000 
Total revenue   44,079,000    25,021,000 
Cost of revenue, crane operations   7,180,000    8,247,000 
Cost of revenue, defense solutions   7,036,000    - 
Cost of revenue, crypto assets mining   7,610,000    7,031,000 
Cost of revenue, hotel and real estate operations   2,990,000    2,844,000 
Cost of revenue, lending and trading activities   1,944,000    - 
Cost of revenue, other   2,250,000    1,616,000 
Total cost of revenue   29,010,000    19,738,000 
Gross profit   15,069,000    5,283,000 
Operating expenses          
General and administrative   18,526,000    9,195,000 
Selling and marketing   5,612,000    2,334,000 
Research and development   4,800,000    129,000 
Change in fair value of crypto assets   7,405,000    9,000 
Total operating expenses   36,343,000    11,667,000 
Loss from operations   (21,274,000)   (6,384,000)
Other (expense) income:          
Interest and other income   769,000    240,000 
Interest expense   (6,546,000)   (3,839,000)
Change in fair value of crypto assets, restricted   

(4,682,000

)   - 
Gain (loss) on extinguishment of debt   489,000    (4,569,000)
Change in fair value of embedded derivative liabilities   1,324,000    - 
Gain on deconsolidation of subsidiary   -    10,049,000 
Loss on the sale of fixed assets   -    (161,000)
Total other expense, net   (8,646,000)   1,720,000 
Loss before income taxes   (29,920,000)   (4,664,000)
Income tax provision   216,000    59,000 
Net loss   (30,136,000)   (4,723,000)
Net income attributable to non-controlling interest   186,000    518,000 
Net loss attributable to Hyperscale Data   (29,950,000)   (4,205,000)
Preferred dividends   (2,506,000)   (1,966,000)
Net loss attributable to common stockholders  $(32,456,000)  $(6,171,000)
Comprehensive loss          
Net loss attributable to common stockholders  $(32,456,000)  $(6,171,000)
Other comprehensive (loss) income          
Foreign currency translation adjustment   (806,000)   6,000 
Other comprehensive (loss) income   (806,000)   6,000 
Total comprehensive loss  $(33,262,000)  $(6,165,000)

 

 3 
 

 

Revenues

 

Revenues by business category for the three months ended March 31, 2026 and 2025 were as follows:

 

   For the Three Months Ended March 31,   Increase     
   2026   2025   (Decrease)   % 
Sentinum                
Revenue, crypto assets mining  $5,077,000   $5,198,000   $(121,000)   -2%
Revenue, commercial real estate leases   253,000    516,000    (263,000)   -51%
Energy                    
Revenue, crane operations   11,001,000    13,769,000    (2,768,000)   -20%
Other   -    29,000    (29,000)   -100%
Fintech   11,521,000    (28,000)   11,549,000    n/m 
Gresham   10,182,000    -    10,182,000    n/m 
AGREE   3,603,000    3,149,000    454,000    14%
TurnOnGreen   1,736,000    1,592,000    144,000    9%
Other   706,000    796,000    (90,000)   -11%
Total revenue  $44,079,000   $25,021,000   $19,058,000    76%

 

n/m - not meaningful

 

Sentinum

 

Revenues from Sentinum’s crypto asset mining operations decreased by $0.1 million to $5.1 million for the three months ended March 31, 2026, compared to $5.2 million for the same period in 2025. The decrease in mining revenue was driven by an 18% decrease in the average Bitcoin price and a 27% increase in the average Bitcoin network difficulty level during the three months ended March 31, 2026, compared to the same period in 2025.

 

Energy

 

Energy revenues from Circle 8’s crane operations declined by $2.8 million, or 20%, for the three months ended March 31, 2026, compared to the same period in 2025. The decrease reflects a slowdown in demand from oil and gas customers, as many exploration projects were delayed or scaled back amid continued market uncertainty. Key contributing factors included fluctuations in crude oil prices, softer global demand and trade-related concerns, all of which impacted the pace of new project starts and the need for crane services.

 

Fintech

 

Revenues from our lending and trading activities increased by $11.5 million to $11.5 million for the three months ended March 31, 2026, compared to ($28,000) for the same period in 2025. The increase was driven primarily by litigation-related proceeds associated with legacy ownership interests held by Ault Lending and unrealized gains on investments in other equity securities.

 

Revenues from our trading activities for the three months ended March 31, 2026 also included net gains on equity securities, including unrealized gains and losses from market price changes. These gains and losses have caused, and will continue to cause, significant volatility in our periodic earnings.

 

Gresham

 

Revenues from Gresham were $10.2 million for the three months ended March 31, 2026. No revenues from Gresham were included in the comparable prior-year period because we did not reconsolidate Gresham until its emergence from Chapter 11 bankruptcy proceedings in late 2025.

 

 4 
 

 

AGREE

 

Revenues from AGREE’s hotel operations increased by $0.5 million, or 14%, for the three months ended March 31, 2026, compared to the same period in 2025. The increase reflects incremental improvements in both occupancy and average daily rates, indicating continued progress in hotel performance year-over-year.

 

TurnOnGreen

 

TurnOnGreen’s revenues increased by $0.1 million, to $1.7 million for the three months ended March 31, 2026, compared to $1.6 million in the corresponding period in 2025. The increase was primarily attributable to increased sales to a new electric vehicle charging customer.

 

Other

 

Other revenues decreased by $0.1 million, or 11%, for the three months ended March 31, 2026, compared to the same period in 2025. The decrease was primarily driven by reduced corporate aircraft charter revenue from third parties during the period.

 

Gross Margins

 

Gross margins increased to 34% for the three months ended March 31, 2026, compared to 21% for the three months ended March 31, 2025. The improvement was primarily driven by favorable contributions from lending and trading activities, which generated approximately $9.6 million of gross profit, as well as the inclusion of Gresham revenue following its emergence from bankruptcy. These improvements were partially offset by unfavorable margins from crypto asset mining activities and lower margins from crane operations.

 

Excluding the effects of crypto asset mining and lending and trading activities, adjusted gross margins decreased to 29% for the three months ended March 31, 2026, compared to 36% for the three months ended March 31, 2025, primarily reflecting a shift in revenue mix, including the inclusion of Gresham operations and lower crane operations margins.

 

Research and Development

 

Research and development expenses increased by approximately $4.7 million for the three months ended March 31, 2026, reflecting increased investment in the development of our AI and blockchain initiatives as these efforts continue to scale.

 

Selling and Marketing

 

Selling and marketing expenses were $5.6 million for the three months ended March 31, 2026, compared to $2.3 million for the three months ended March 31, 2025, an increase of $3.3 million, or 140%, reflecting increased investment in brand-building initiatives and expanded marketing campaigns to support our growth strategy.

 

General and Administrative

 

General and administrative expenses were $18.5 million for the three months ended March 31, 2026, compared to $9.2 million for the same period in 2025, representing an increase of $9.3 million, or 101%. The increase was primarily driven by the inclusion of Gresham following its emergence from bankruptcy, higher corporate-level expenses at the holding company level, and increased professional fees, including consulting and legal costs, as well as higher travel-related expenses.

 

Change in Fair Value of Crypto Assets

 

We recorded a $7.4 million loss related to the change in fair value of crypto assets for the three months ended March 31, 2026, reflecting a decline in Bitcoin market prices during the period. We held approximately $26.3 million of Bitcoin as of March 31, 2026, compared to $46.2 million as of December 31, 2025, and the decrease in market prices resulted in an overall unfavorable fair value adjustment recognized in earnings.

 

 5 
 

 

Other Income (Expense), Net

 

Other expense, net was $8.6 million for the three months ended March 31, 2026, compared to other income, net of $1.7 million for the three months ended March 31, 2025. The change was primarily driven by the absence of the prior year gain on deconsolidation of a subsidiary, as well as higher interest expense and losses on the change in fair value of crypto assets, restricted, partially offset by gains recognized in the current period.

 

Interest and other income totaled $0.8 million for the three months ended March 31, 2026, compared to $0.2 million for the same period in 2025, primarily reflecting higher income from various non-operating sources.

 

Interest expense increased to $6.5 million for the three months ended March 31, 2026, compared to $3.8 million for the same period in 2025, primarily due to higher average outstanding debt balances and financing costs during the period.

 

We recorded a $4.7 million loss related to the change in fair value of restricted crypto assets, restricted for the three months ended March 31, 2026, reflecting a decline in Bitcoin market prices during the period. We held approximately $16.7 million of crypto assets, restricted as of March 31, 2026, whereas no crypto assets, restricted were held as of December 31, 2025, and the decrease in market prices resulted in an overall unfavorable fair value adjustment recognized in earnings.

 

We recorded a $4.7 million loss related to the change in fair value of crypto assets, restricted for the three months ended March 31, 2026, reflecting a decline in Bitcoin market prices during the period. We held approximately $16.7 million of Bitcoin as of March 31, 2026, compared to $0 as of December 31, 2025, and the decrease in market prices resulted in an overall unfavorable fair value adjustment recognized in earnings.

 

During the three months ended March 31, 2026, we recognized a gain on extinguishment of debt of approximately $0.5 million, compared to a loss of $4.6 million in the prior year period, reflecting the settlement of certain debt obligations on favorable terms.

 

Additionally, we recognized a $1.3 million gain related to the change in fair value of embedded derivative liabilities during the three months ended March 31, 2026, primarily driven by changes in our stock price and other key valuation inputs, including volatility and discount rates, associated with certain convertible financing instruments.

 

For the three months ended March 31, 2025, we recognized a $10.0 million gain on deconsolidation of a subsidiary (Avalanche International Corp.) following its filing for Chapter 7 liquidation, which resulted in us no longer maintaining a controlling financial interest. This gain did not recur in the current period.

 

Income Tax Provision

 

We recorded an income tax provision of approximately $0.2 million for the three months ended March 31, 2026, compared to $0.1 million for the same period in 2025. The effective tax rate for the three months ended March 31, 2026 was approximately 0.8%, compared to 1.3% for the same period in 2025. The effective tax rate differs from the statutory rate primarily due to the impact of valuation allowances and the mix of income and losses across jurisdictions.

 

Liquidity and Capital Resources

 

As of March 31, 2026, we had $10.5 million in cash and cash equivalents and $25.7 million in restricted cash, compared to $13.1 million in cash and cash equivalents and $36.1 million in restricted cash as of December 31, 2025.

 

In the next 12 months, in addition to funding our operations, we expect to satisfy obligations related to scheduled debt maturities, interest payments, operating lease obligations, accrued preferred dividend obligations, and planned capital expenditures associated with our data center infrastructure, mining operations and other operating businesses. As of March 31, 2026, our short-term obligations primarily consisted of approximately $94.6 million of current notes payable and convertible notes payable, approximately $2.0 million of current operating lease liabilities, and approximately $60.6 million of accounts payable and accrued expenses.

 

To fund our short-term liquidity requirements, management expects to utilize a combination of existing cash and restricted cash balances, cash generated from operations, proceeds from financings, capital raising activities, sales of investments or other assets, and other available liquidity sources. As of March 31, 2026, we also held approximately $26.3 million of crypto assets, excluding the $16.7 million of crypto assets, restricted.

 

 6 
 

 

Our longer-term liquidity requirements beyond the next 12 months primarily relate to long-term debt obligations, lease commitments, strategic capital expenditures, investments in infrastructure expansion and strategic growth initiatives, and other long-term operating commitments. Management continually evaluates opportunities to refinance existing indebtedness, extend maturities, raise additional capital, monetize investments or assets, and pursue other strategic transactions to support our long-term liquidity objectives.

 

We believe our existing liquidity sources, anticipated cash generated from operations and access to external financing sources will provide us with the flexibility necessary to support our operations and address our anticipated obligations over at least the next 12 months. However, our ability to maintain adequate liquidity will depend on, among other factors, operating performance, capital market conditions, the availability of additional financing, and the market value of our assets and investments.

 

Total cash, cash equivalents and restricted cash decreased by approximately $12.9 million during the three months ended March 31, 2026, primarily reflecting cash used in investing activities, partially offset by cash provided by financing activities.

 

Net cash used in operating activities was approximately $0.2 million for the three months ended March 31, 2026, compared to $4.0 million for the same period in 2025.

 

Net cash used in investing activities was approximately $22.8 million for the three months ended March 31, 2026, compared to $1.2 million for the same period in 2025. Cash used in investing activities during the three months ended March 31, 2026 was primarily attributable to:

 

·$10.6 million of capital expenditures related to property and equipment;

 

·$7.7 million of investments in non-marketable equity securities;

 

·$3.8 million of purchases of crypto assets; and

 

·$2.9 million of investments in loans receivable.

 

These uses were partially offset by $1.1 million collections on loans receivable and $1.0 million of proceeds from the sale of property and equipment.

 

Net cash provided by financing activities was approximately $10.6 million for the three months ended March 31, 2026, compared to $4.7 million for the same period in 2025.

 

Cash provided by financing activities during the 2026 period primarily consisted of:

 

·$18.3 million of proceeds from notes payable;

 

·$10.6 million of gross proceeds from the sale of Class A common stock, net of $0.3 million in offering costs;

 

·$0.9 million of proceeds from related party notes payable; and

 

·$0.8 million of proceeds from convertible notes.

 

These inflows were partially offset by:

 

·$14.3 million of payments on notes payable;

 

·$2.5 million of preferred dividend payments;

 

·$1.7 million of repayments of related party notes payable; and

 

·$1.4 million of repayments on convertible notes.

 

 7 
 

 

Financing Transactions Subsequent to March 31, 2026

 

Class A Common Stock ATM Offering Activity

 

During the period between April 1, 2026 through May 15, 2026, we sold an aggregate of 91.1 million shares of Class A common stock pursuant to the ATM Offering for gross proceeds of $14.0 million.

 

Series D Preferred ATM Offering Activity

 

During the period between April 1, 2026 through May 15, 2026, we sold an aggregate of 20,245 shares of Series D Preferred Stock pursuant to our Series Preferred D ATM Offering for gross proceeds of $0.4 million.

 

Circle 8 Financing Agreement

 

In April 2026, Circle 8 finalized a financing arrangement and received $10.0 million in equipment financing. In connection with the financing, Circle 8 issued a promissory note with a five-year term requiring monthly payments of approximately $0.2 million. The note bears interest at a variable rate based on the five-year U.S. Treasury rate plus 2%, with an initial rate of approximately 5.7%.

 

The financing is secured by first-priority liens on certain cranes and related equipment owned by Circle 8. Proceeds from the financing were used to repay amounts outstanding under the Circle 8 revolving credit facility and for general operating purposes.

 

Term Note

 

In April 2026, we entered into a short-term term note with an institutional investor for gross proceeds of $10.0 million. The note was issued with an OID of $0.8 million and has a principal face amount of $10.8 million. The note bears interest at 12% per annum and matures on June 29, 2026. Beginning May 8, 2026, we are required to make weekly principal payments of $0.7 million through June 26, 2026, with the remaining outstanding principal balance and accrued interest due at maturity. The note may be prepaid at any time without penalty. Repayment obligations under the note are guaranteed by Ault & Company and Milton C. Ault, III, our Executive Chairman.

 

Critical Accounting Estimates

 

There have been no material changes to our critical accounting estimates previously disclosed in the 2025 Annual Report.

 

ITEM 3.QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK

 

Because we are a smaller reporting company, we are not required to provide the information otherwise required under this Item.

 

ITEM 4.CONTROLS AND PROCEDURES

 

Evaluation of Disclosure Controls and Procedures

 

We have established disclosure controls and procedures designed to ensure that information required to be disclosed in the reports that we file or submit under the Exchange Act is recorded, processed, summarized, and reported within the time periods specified in SEC rules and forms and is accumulated and communicated to management, including the principal executive officer and principal financial officer, to allow timely decisions regarding required disclosure.

 

Our principal executive officer and principal financial officer, with the assistance of other members of the Company’s management, have evaluated the effectiveness of the design and operation of our disclosure controls and procedures (as such term is defined in Rules 13a-15(e) and 15d-15(e) under the Exchange Act) as of the end of the period covered by this Quarterly Report. Based upon our evaluation, each of our principal executive officer and principal financial officer has concluded that the Company’s disclosure controls and procedures were not effective as of the end of the period covered by this Quarterly Report because the Company has not yet completed its remediation of the material weaknesses in internal control over financial reporting previously identified and disclosed in the Company’s Annual Report on Form 10-K for the year ended December 31, 2025, the end of its most recent fiscal year.

 

 8 
 

 

Management has identified the following material weaknesses:

 

1.We do not have sufficient resources in our accounting department, which restricts our ability to gather, analyze and properly review information related to financial reporting, including applying complex accounting principles relating to consolidation accounting, related party transactions, fair value estimates, accounting contingencies and analysis of financial instruments for proper classification in the consolidated financial statements, in a timely manner;

 

2.Due to our size and nature, segregation of all conflicting duties may not always be possible and may not be economically feasible. However, to the extent possible, the initiation of transactions, the custody of assets and the recording of transactions should be performed by separate individuals. Management evaluated the impact of our failure to have segregation of duties during our assessment of our disclosure controls and procedures and concluded that the control deficiency that resulted represented a material weakness;

 

3.Our primary user access controls (i.e., provisioning, de-provisioning, privileged access and user access reviews) to ensure appropriate authorization and segregation of duties that would adequately restrict user and privileged access to the financially relevant systems and data to appropriate personnel were not designed and/or implemented effectively. We did not design and/or implement sufficient controls for program change management to certain financially relevant systems affecting our processes; and

 

4.The Company did not design and/or implement user access controls to ensure appropriate segregation of duties or program change management controls for certain financially relevant systems impacting the Company’s processes around revenue recognition and crypto assets to ensure that IT program and data changes affecting the Company’s (i) financial IT applications, (ii) crypto assets mining equipment, and (iii) underlying accounting records, are identified, tested, authorized and implemented appropriately to validate that data produced by its relevant IT system(s) were complete and accurate. Automated process-level controls and manual controls that are dependent upon the information derived from such financially relevant systems were also determined to be ineffective as a result of such deficiency. In addition, the Company has not effectively designed a manual key control to detect material misstatements in revenue.

 

Planned Remediation

 

Management continues to work to improve its controls related to our material weaknesses, specifically relating to user access and change management surrounding our IT systems and applications. Management will continue to implement measures to remediate material weaknesses, such that these controls are designed, implemented, and operating effectively. The remediation actions include: (i) enhancing design and documentation related to both user access and change management processes and control activities; and (ii) developing and communicating additional policies and procedures to govern the area of IT change management. In order to achieve the timely implementation of the above, management has commenced the following actions and will continue to assess additional opportunities for remediation on an ongoing basis:

 

·Engaging a third-party specialist to assist management with improving the Company’s overall control environment, focusing on change management and access controls;

 

·Implementing new applications and systems that are aligned with management’s focus on creating strong internal controls; and

 

·Continuing to increase headcount across the Company, with a particular focus on hiring individuals with strong Sarbanes Oxley and internal control backgrounds.

 

 9 
 

 

We are currently working to improve and simplify our internal processes and implement enhanced controls, as discussed above, to address the material weaknesses in our internal control over financial reporting and to remedy the ineffectiveness of our disclosure controls and procedures. These material weaknesses will not be considered to be remediated until the applicable remediated controls are operating for a sufficient period of time and management has concluded, through testing, that these controls are operating effectively.

 

Despite the existence of these material weaknesses, we believe that the condensed consolidated financial statements included in the period covered by this Quarterly Report fairly present, in all material respects, our financial condition, results of operations and cash flows for the periods presented in conformity with U.S. generally accepted accounting principles. 

 

Changes in Internal Controls over Financial Reporting.

 

During the fiscal quarter ended March 31, 2026, management continued to execute its remediation plan addressing the previously identified material weaknesses, including ongoing enhancement of policies, procedures and control documentation. However, the remediation efforts have not yet operated for a sufficient period of time to conclude the material weaknesses have been remediated. Other than such continuing remediation activities, there were no significant changes in our internal control over financial reporting (as such term is defined in Rules 13a-15(f) and 15d-15(f) of the Exchange Act) that have materially affected or are reasonably likely to materially affect our internal control over financial reporting.

 

 10 
 

 

PART II — OTHER INFORMATION

 

ITEM 1.LEGAL PROCEEDINGS

 

Litigation Matters

 

The Company is involved in litigation arising from other matters in the ordinary course of business. We are regularly subject to claims, suits, regulatory and government investigations, and other proceedings involving labor and employment, commercial disputes, and other matters. Such claims, suits, regulatory and government investigations, and other proceedings could result in fines, civil penalties, or other adverse consequences.

 

Certain of these outstanding matters include speculative, substantial or indeterminate monetary amounts. We record a liability when we believe that it is probable that a loss has been incurred and the amount can be reasonably estimated. If we determine that a loss is reasonably possible and the loss or range of loss can be estimated, we disclose the reasonably possible loss. We evaluate developments in our legal matters that could affect the amount of liability that has been previously accrued, and the matters and related reasonably possible losses disclosed, and make adjustments as appropriate. Significant judgment is required to determine both likelihood of there being a loss and the estimated amount of a loss related to such matters.

 

Other Litigation Matters

 

With respect to our other outstanding matters, based on our current knowledge, we believe that the amount or range of reasonably possible loss will not, either individually or in aggregate, have a material adverse effect on our business, consolidated financial position, results of operations, or cash flows. However, the outcome of such matters is inherently unpredictable and subject to significant uncertainties.

 

ITEM 1A.RISK FACTORS

 

There are no updates or changes to the risk factors set forth in our Annual Report on Form 10-K for the year ended December 31, 2025.

 

ITEM 2.UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS

 

None.

 

ITEM 3.DEFAULTS UPON SENIOR SECURITIES

 

None.

 

ITEM 4.MINE SAFETY DISCLOSURES

 

Not applicable.

 

ITEM 5.OTHER INFORMATION

 

None of the Company’s directors and officers adopted, modified, or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement during the Company's fiscal quarter ended March 31, 2026 (each as defined in Item 408 of Regulation S-K under the Securities Exchange Act of 1934, as amended).

 

 11 
 

 

ITEM 6.EXHIBITS

 

Exhibit

Number

  Description
2.1   Agreement and Plan of Merger dated January 7, 2021. Incorporated by reference to the Current Report on Form 8-K filed on January 19, 2021 as Exhibit 3.1 thereto.
2.2   Agreement and Plan of Merger dated December 1, 2021. Incorporated by reference to the Current Report on Form 8-K filed on December 13, 2021 as Exhibit 2.1 thereto.
2.3   Agreement and Plan of Merger dated December 20, 2022. Incorporated by reference to the Current Report on Form 8-K filed on December 21, 2022 as Exhibit 2.1 thereto.
3.1   Certificate of Incorporation, dated September 22, 2017.  Incorporated herein by reference to the Current Report on Form 8-K filed on December 29, 2017 as Exhibit 3.1 thereto.  
3.2   Certificate of Designations of Rights and Preferences of 10% Series A Cumulative Redeemable Perpetual Preferred Stock, dated September 13, 2018. Incorporated herein by reference to the Current Report on Form 8-K filed on September 14, 2018 as Exhibit 3.1  thereto.
3.3   Certificate of Amendment to Certificate of Incorporation, dated January 2, 2019. Incorporated by reference to the Current Report on Form 8-K filed on January 3, 2019 as Exhibit 3.1 thereto.
3.4   Certificate of Amendment to Certificate of Incorporation (1-for-20 Reverse Stock Split of Common Stock), dated March 14, 2019. Incorporated herein by reference to the Current Report on Form 8-K filed on March 14, 2019 as Exhibit 3.1 thereto.
3.5   Certificate of Ownership and Merger. Incorporated by reference to the Current Report on Form 8-K filed on January 19, 2021 as Exhibit 2.1 thereto.
3.6   Certificate of Ownership and Merger, as filed with the Secretary of State of the State of Delaware on December 1, 2021. Incorporated by reference to the Current Report on Form 8-K filed on December 13, 2021 as Exhibit 3.1 thereto.
3.7   Certificate of Designation, Preferences and Rights relating to the 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock, dated May 25, 2022. Incorporated by reference to the Registration Statement on Form 8-A filed on May 26, 2022 as Exhibit 3.6 thereto.
3.8   Certificate of Increase of the Designated Number of Shares of 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock, dated June 10, 2022. Incorporated by reference to the Current Report on Form 8-K filed on June 14, 2022 as Exhibit 3.1 thereto.
3.9   Certificate of Correction to the Certificate of Designation, Rights and Preferences of 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock, dated June 16, 2022. Incorporated by reference to the Current Report on Form 8-K filed on June 17, 2022 as Exhibit 3.1 thereto.
3.10   Certificate of Amendment to Certificate of Incorporation (1-for-300 Reverse Stock Split of Common Stock), dated May 15, 2023. Incorporated herein by reference to the Current Report on Form 8-K filed on May 16, 2023 as Exhibit 3.1 thereto.
3.11   Certificate of Elimination of the Series E convertible redeemable preferred stock of Hyperscale Data, Inc. Incorporated herein by reference to the Current Report on Form 8-K filed on August 18, 2023 as Exhibit 3.1 thereto.
3.12   Certificate of Elimination of the Series F convertible redeemable preferred stock of Hyperscale Data, Inc. Incorporated herein by reference to the Current Report on Form 8-K filed on August 18, 2023 as Exhibit 3.2 thereto.
3.13   Certificate of Elimination of the Series G convertible redeemable preferred stock of Hyperscale Data, Inc. Incorporated herein by reference to the Current Report on Form 8-K filed on August 18, 2023 as Exhibit 3.3 thereto.
3.14   Certificate of Designation of Preferences, Rights and Limitations of Series C Cumulative Preferred Stock, dated November 15, 2023. Incorporated herein by reference to the Current Report on Form 8-K filed on November 21, 2023 as Exhibit 3.1 thereto.
3.15   Certificate of Elimination of the Series B convertible redeemable preferred stock of Hyperscale Data, Inc. Incorporated herein by reference to the Current Report on Form 8-K filed on December 12, 2023 as Exhibit 3.1 thereto.
3.16   Certificate of Amendment to Certificate of Incorporation filed with the Delaware Secretary of State on January 12, 2024. Incorporated by reference to the Current Report on Form 8-K filed on January 12, 2024 as Exhibit 3.2 thereto.
3.17   Second Amended and Restated Bylaws, effective as of January 11, 2024. Incorporated by reference to the Current Report on Form 8-K filed on January 12, 2024 as Exhibit 3.1 thereto.

 

 12 
 

 

3.18   Certificate of Increase to Certificate Designations of Preferences, Rights and Limitations of Series C Convertible Preferred Stock. Incorporated herein by reference to the Current Report on Form 8-K filed on April 4, 2024 as Exhibit 3.1 thereto.
3.19   Certificate of Amendment to Certificate of Incorporation filed with the Delaware Secretary of State on September 6, 2024 and effective September 10, 2024. Incorporated herein by reference to the Current Report on Form 8-K filed on September 6, 2024 as Exhibit 3.1 thereto.
3.20   Certificate of Designation, Preferences and Rights relating to the 10.00% Series E Cumulative Redeemable Perpetual Preferred Stock, dated November 11, 2024. Incorporated by reference to the Current Report on Form 8-K filed on November 12, 2024 as Exhibit 3.1 thereto.
3.21   Certificate of Amendment to Certificate of Incorporation filed with the Delaware Secretary of State on November 20, 2024. Incorporated herein by reference to the Current Report on Form 8-K filed on November 20, 2024 as Exhibit 3.1 thereto.
3.22   Certificate of Designation, Preferences and Rights relating to the Series F Exchangeable Preferred Stock, dated November 22, 2024. Incorporated by reference to the Current Report on Form 8-K filed on November 25, 2024 as Exhibit 3.1 thereto.
3.23   Form of Certificate of Designation of Preferences, Rights and Limitations of Series G Cumulative Preferred Stock, dated December 21, 2024. Incorporated herein by reference to the Current Report on Form 8-K filed on December 23, 2024 as Exhibit 4.1 thereto.
3.24   Certificate of Amendment to Certificate of Incorporation filed with the Delaware Secretary of State on February 5, 2025. Incorporated herein by reference to the Current Report on Form 8-K filed on February 10, 2025 as Exhibit 3.1 thereto.
3.25   Certificate of Designation of Preferences, Rights and Limitations of Series B Cumulative Preferred Stock, dated March 31, 2025. Incorporated herein by reference to the Current Report on Form 8-K filed on April 1, 2025 as Exhibit 3.1 thereto.
3.26   Certificate of Amendment to Certificate of Incorporation filed with the Delaware Secretary of State on April 23, 2025. Incorporated herein by reference to the Current Report on Form 8-K filed on April 25, 2025 as Exhibit 3.1 thereto.
3.27   Certificate of Designation of Preferences, Rights and Limitations of Series H Convertible Preferred Stock. Incorporated herein by reference to the Current Report on Form 8-K filed on August 27, 2025 as Exhibit 3.1 thereto.
3.28   Certificate of Amendment to Certificate of Incorporation filed with the Delaware Secretary of State on April 16, 2026. Incorporated herein by reference to the Current Report on Form 8-K filed on April 17, 2026 as Exhibit 3.1 thereto.
10.1   Amended and Restated At-the-Market Issuance Sales Agreement, dated January 16, 2026, with Spartan Capital Securities, LLC and Wilson-Davis & Co., Inc.  Incorporated by reference to the Current Report on Form 8-K filed on January 16, 2026 as Exhibit 10.1 thereto.
10.2   At-the-Market Issuance Sales Agreement, dated February 13, 2026, with Spartan Capital Securities, LLC.  Incorporated by reference to the Current Report on Form 8-K filed on February 13, 2026 as Exhibit 10.1 thereto.
31.1*   Certification of Chief Financial Officer required by Rule 13a-14(a) or Rule 15d-14(a).
31.2*   Certification of Chief Executive Officer and Chief Financial Officer required by Rule 13a-14(b) or Rule 15d-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code.
32.1**   Inline XBRL Instance Document. The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.INS*   Inline XBRL Taxonomy Extension Schema Document.  
101.SCH*   Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.CAL*   Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.DEF*   Inline XBRL Taxonomy Extension Label Linkbase Document.
101.LAB*   Inline XBRL Taxonomy Extension Presentation Linkbase Document.
101.PRE*   Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
104   Inline XBRL Taxonomy Extension Presentation Linkbase Document.

 

*Filed herewith.

 

**Furnished herewith.

 

 13 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Dated:  May 18, 2026

 

 

  HYPERSCALE DATA, INC.  
       
  By: /s/ William B. Horne  
    William B. Horne  
    Chief Executive Officer  
    (Principal Executive Officer)  
       
       
  By: /s/ Kenneth S. Cragun  
    Kenneth S. Cragun  
    Chief Financial Officer  
    (Principal Accounting Officer)  

 

 

14

 

 

 

EXHIBIT 31.1

CERTIFICATION

 

I, William B. Horne, certify that:

 

1. I have reviewed this quarterly report on Form 10-Q of Hyperscale Data, Inc.;

 

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

 

4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

 

(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

 

(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

 

(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

 

5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

 

(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

 

(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

Dated:  May 18, 2026

 

/s/ William B. Horne  
Name: William B. Horne  
Title: Chief Executive Officer  
(Principal Executive Officer)  

 

 

 

 

 

 

 

EXHIBIT 31.2

CERTIFICATION

 

I, Kenneth S. Cragun, certify that:

 

1. I have reviewed this quarterly report on Form 10-Q of Hyperscale Data, Inc.;

 

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

 

4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

 

(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

 

(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

 

(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

 

5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

 

(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

 

(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

Dated: May 18, 2026

 

/s/ Kenneth S. Cragun  
Name: Kenneth S. Cragun  
Title: Chief Financial Officer  
(Principal Accounting Officer)  

 

 

 

 

 

 

 

EXHIBIT 32.1

 

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

 

In connection with the quarterly report of Hyperscale Data, Inc. (the “Company”) on Form 10-Q for the period ended March 31, 2026, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

 

(1) the Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

 

(2) the information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company.

 

 

 

Date: May 18, 2026 By: /s/ William B. Horne  
  Name: William B. Horne  
  Title: Chief Executive Officer  
  (Principal Executive Officer)  
     
     
     
Date: May 18, 2026 By: /s/ Kenneth S. Cragun  
  Name: Kenneth S. Cragun  
  Title: Chief Financial Officer  
  (Principal Accounting Officer)